N2Growth Blog

OCTOBER 24, 2023

Their commitment to ethical practices is paramount, as they inspire trust and reinforce their credibility in the eyes of their stakeholders. The financial services industry demands leaders who can strategically manage risks, drive innovation, and stay ahead of the curve.

Finance 409

Finance Execution Leadership Long-term 409

HR Digest

DECEMBER 11, 2019

trillion asset management company, have been let go. Both the departures were announced in strongly worded memos circulated among the 16,000 employees of the firm, showing how serious the company is about the conduct of its senior management. “We This year two senior executives of the $6.8 Before buying out BGI it was $1.3

Wiseman 69

Wiseman Execution Asset Management Human Resources 69

Leading Blog

MARCH 29, 2013

Importantly, “That perspective enables us to rein in our smartness and harness it to serve a larger purpose in an ethical and appropriate manner.” It’s about “transcending it and gaining a broader perspective.” Where is it that you are holding on to an old and unworkable mindset? Know your limitations, and try to see beyond them.

Crisis 285

Crisis Workshop Short-term Business Model 285

Harvard Business Review

JULY 5, 2012

These were among the questions addressed at a luncheon in New York convened by CFA Institute President John Rogers with financial industry leaders that included representatives from private and not-for-profit asset managers, public pension funds, insurance companies, and diversified financial services firms. What Can Be Done?

Ethics 12

Ethics Rogers Asset Management Finance 12

Harvard Business Review

APRIL 12, 2012

Recently, my colleagues at the Focus Consulting Group and I surveyed more than 100 asset management firms around the world, testing both for the strength of their cultures and for the effectiveness of their leadership teams. They make up the "secret sauce" of firms that are well managed and demonstrate strong culture.

Teamwork 12

Teamwork Industry Management Asset Management 12

Harvard Business Review

JUNE 13, 2012

For enterprise risk management, key policies include a statement of risk appetite and explicit risk tolerance levels for critical risks. The company's performance measurement and incentive systems, and the degree to which risk management is considered, will also have a profound impact on employee behavior. Set clear policies.

Management 12

Management Banking Committee Risk Management 12

Harvard Business Review

SEPTEMBER 18, 2013

Steve, a portfolio manager for a major mutual fund company, understood that his company monitored internet use of all employees. I had been preparing a client presentation with several of my colleagues at our asset management firm. We managed to pull together most of the missing data, and the client didn’t notice the difference.

EPM 8

EPM Root Cause Analysis Handbook Asset Management 8